Regulatory

Regulatory Affairs

Egan-Jones Ratings Co. was granted Nationally Recognized Statistical Rating Organization (NRSRO) registration status on December 21, 2007 by the U.S. Securities and Exchange Commission.

SEC Rule 17g-7 Rating Disclosures

The U.S. Securities and Exchange Commission (SEC) requires that all nationally statistical rating organizations (NRSRO) such as Egan-Jones Ratings Company to make available to the public a history of all the obligors/issuers that were rated by the NRSRO within 12 months of the rating action date for credit ratings paid for by the obligor or issuer and within 24 months of the rating action date for all other credit ratings. Below is a zip file containing all of the obligors and issuers that were rated by Egan-Jones in XBRL format.

Download 17g-7 Disclosure XBRL File

SEC Rule 17g-5 Rating Disclosures

SEC Rule 17g-5 requires the disclosure of information used to rate a 17g-5 SFI to non-hired NRSROs, potentially facilitating the ability to issue unsolicited ratings on such instruments. To address these requirements Egan-Jones maintains a website listing each 17g-5 SFI for which we are currently in the process of determining an initial Credit Rating and will keep current any relevant listings in compliance with applicable rules and regulations.

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Egan-Jones Ratings Company employ a largely quantitative approach to monitor our universe of issuers of debt, while we also provide qualitative input within our reports to highlight special situations reflective of our proprietary methodology.

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